CAMS Exam Dumps | Which changes at a financial institution (FI) should trigger an enterprise-wide reassessment of its inherent

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Question 284/374

Which changes at a financial institution (FI) should trigger an enterprise-wide reassessment of its inherent AML risk exposure? (Select Three.)

A. Introduction of new products or services.

B. Restructuring of the FI's risk and compliance functions.

C. Changes in the individuals overseeing the FI's product lines and sales strategies.

D. Use of new technologies for delivering existing products.

E. Mergers or acquisitions.

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