CAMS Exam Dumps | The compliance department receives an internal referral that appears to indicate terrorist financing.

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Question 362/374

The compliance department receives an internal referral that appears to indicate terrorist financing. What is the first step that should be taken in the investigation process?

A. Notify the Board of Directors.

B. Immediately file a suspicious activity report.

C. Gather background and transaction information.

D. Exit the relationship.

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