CAMS Exam Dumps | During an ongoing investigation into a client's activities by a competent authority, a compliance officer

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Question 267/374

During an ongoing investigation into a client's activities by a competent authority, a compliance officer should

A. Ensure communication with regulatory and law enforcement authorities is conducted only through senior management.

B. Communicate only in writing with regulatory and law enforcement authorities in line with applicable local laws.

C. Communicate with regulatory and law enforcement authorities in line with applicable local laws.

D. Limit communication with regulatory and law enforcement authorities to the absolute minimum.

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Question 267/374

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