CAMS Exam Dumps | An AML analyst at a financial institution is examining an alert generated by the automated transaction

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Question 247/374

An AML analyst at a financial institution is examining an alert generated by the automated transaction monitoring system to determine whether the alert should be escalated to the AML unit for further investigation or archived as a false positive.
Which action might be reasonable for the AML analyst to take?

A. Perform below-the-line testing to ensure the automated monitoring system is operating effectively.

B. Send a request for information to the counterparty bank involved in the transaction that caused the alert.

C. Request information from the relationship manager assigned to the account that caused the alert.

D. Restrict the client's access to the account.

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