CAMS Exam Dumps | The regulators of a US financial institution find that the institution has failed to establish and maintain

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Question 270/374

The regulators of a US financial institution find that the institution has failed to establish and maintain a reasonably designed AML program. Which regulatory actions should be taken? (Select Two.)

A. Criminal penalties

B. Deferred prosecution agreement

C. Obtain additional license

D. Cease and desist order

E. Matter requiring attention

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