CAMS Exam Dumps | The AML compliance officer of a financial institution (Fl) has been advised that the institution is being

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Question 155/374

The AML compliance officer of a financial institution (Fl) has been advised that the institution is being investigated by the country's financial intelligence unit (FIU). What should the AML compliance officer do? (Select Two.)

A. inform senior leadership and the board of the investigation.

B. Share investigation results with other FIs to help them prepare.

C. Monitor the progress of the investigation by keeping clear records.

D. Send an informative communication to all employees about the investigation.

E. Provide all information to the FIU as soon as possible to avoid delays.

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