IIA-CIA-Part1 Exam Dumps | Management would like to self-assess the overall effectiveness of the controls in place for its 200-person

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Question 16/349

Management would like to self-assess the overall effectiveness of the controls in place for its 200-person manufacturing department. Which of the following client-facilitated approaches is likely to be the most efficient way to accomplish this objective?

A. Workshops.

B. Surveys.

C. Interviews.

D. Observation.

Question List (349q): Question 1: With regard to the internal audit activity's quality assuran...; Question 2: Which of the following is most accurate concerning corporate...; Question 3: Which of the following types of policies best helps promote ...; Question 4: According to IIA guidance, which of the following statements...; Question 5: According to IIA guidance, which policy, established by the ...; Question 6: Which of the following is true regarding risk analysis?...; Question 7: Which of the following is a preventive control the organizat...; Question 8: According to ISO 31000, which of the following statements is...; Question 9: A chief audit executive (CAE) is concerned that the internal...; Question 10: Which of the following scenarios best illustrates due profes...; Question 11: The internal audit activity is asked to review the effective...; Question 12: According to IIA guidance which of the following statements ...; Question 13: Which of the following is the best reason why the engagement...; Question 14: Regarding the chief audit executive (CAE). which ot the foll...; Question 15: The results of an assessment of the adequacy of controls wou...; Question 16: Management would like to self-assess the overall effectivene...; Question 17: Which of the following is an example of risk monitoring to e...; Question 18: At the beginning of an IT development project key risks were...; Question 19: During a quality assessment of the internal audit activity a...; Question 20: Which of the following would best assist the internal audit ...; Question 21: A significant number of employees expressed concerns of a ho...; Question 22: Which of the following is an example of a risk reduction str...; Question 23: According to IIA guidance, which of the following training m...; Question 24: Which of the following skills is most important for an inter...; Question 25: Which of the following would an internal auditor expect to f...; Question 26: Which of the following statements is true regarding corporat...; Question 27: The chief audit executive (CAE) of a large organization has ...; Question 28: Which of the following best describes the Standards requirem...; Question 29: Due to extreme liquid fuel price fluctuations, management de...; Question 30: According to IIA guidance, which of the following should be ...; Question 31: Which of the following statements is true regarding organiza...; Question 32: An internal auditor is updating the risk register for risks ...; Question 33: Which of the following is true regarding the stakeholder the...; Question 34: According to HA guidance, which of the following is true reg...; Question 35: Which of the following represents an example of an ethical i...; Question 36: Senior management has decided to adopt the key principles ap...; Question 37: A chief audit executive (CAE) has been asked by the board to...; Question 38: Management has implemented a segregation-of-duties policy fo...; Question 39: Prior to commencing a financial compliance engagement, the e...; Question 40: An internal audit team was assigned to review the organizati...; Question 41: Which of the following concepts is emphasized in the Mission...; Question 42: An internal auditor is reviewing employee travel expenses fr...; Question 43: Which of the following is true for consulting engagements'?...; Question 44: The internal audit activity is undergoing a self-assessment ...; Question 45: A subsidiary of the organization was preparing for an initia...; Question 46: Which of the following statements describes the activities p...; Question 47: Which of the following is an example of corruption?...; Question 48: An internal auditor is trying to evaluate what could go wron...; Question 49: In which of the following scenarios would it be appropriate ...; Question 50: In which scenario might it be considered problematic for the...; Question 51: Which of the following actions would an internal auditor per...; Question 52: According to The IIA's Competency Framework, which competenc...; Question 53: At a construction company, supervisors are entitled to bonus...; Question 54: When a plant manager from within the organization is hired a...; Question 55: Which of the following would be Included in ongoing monitori...; Question 56: Which of the following survey questions would be most effect...; Question 57: A chief audit executive (CAE) is considering hiring a candid...; Question 58: With regard to organizational governance assurance, which of...; Question 59: An audit engagement required that an internal auditor, using...; Question 60: The internal audit activity is asked to provide consulting s...; Question 61: A chief audit executive ensures that the internal audit acti...; Question 62: Which of the following would best describe a control impleme...; Question 63: Which of the following would provide the best support for in...; Question 64: Which of the following types of fraud tests would be most ef...; Question 65: According to IIA guidance, which of the following best demon...; Question 66: Which of the following must be in existence as a preconditio...; Question 67: Which of the following tools would be most useful to an inte...; Question 68: Which of the following is the best example of a computer for...; Question 69: Which of the following is (he most effective way any organiz...; Question 70: What is the main difference between a consulting engagement ...; Question 71: Which of the following drivers of fraud is directly controll...; Question 72: Which of the following engagements would be considered an ap...; Question 73: A senior executive at a government-owned organization receiv...; Question 74: An internal auditor in a newly established internal audit ac...; Question 75: Which of the following approaches will internal audit utiliz...; Question 76: Which of the following is a way to demonstrate an individual...; Question 77: Which of the following describes the internal audit activity...; Question 78: According to IIA guidance, which of the following statements...; Question 79: Which of the following should be considered in developing a ...; Question 80: Which of the following activities best demonstrates an inter...; Question 81: Which of the following should play a leading role in oversee...; Question 82: An internal auditor has completed an assurance engagement Wh...; Question 83: The chief audit executive (CAE) decided to conduct a self-as...; Question 84: An organization's board of directors has decided that the in...; Question 85: Once an organization's risks are identified, what would be t...; Question 86: Considering the concepts of organization wide risk managemen...; Question 87: Which of the following principles of The IIA's Code of Ethic...; Question 88: An internal auditor performed a risk assessment and conclude...; Question 89: While conducting an engagement in the procurement department...; Question 90: When beginning an engagement to assess the effectiveness of ...; Question 91: An accounts payable clerk has recently transferred into the ...; 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Question 105: Which of the following situations presents the lowest risk o...; Question 106: Following a quality assurance review of a small internal aud...; Question 107: For a new board chair who has not previously served on the o...; Question 108: Which of the following would be most helpful to measure whet...; Question 109: The chief audit executive (CAE) planned an in-person group t...; Question 110: An internal auditor is reviewing the results of an employee ...; Question 111: An organization is considering purchasing a new banking soft...; Question 112: An organization's operations management is aware of existing...; Question 113: Which of the following describes a primary responsibility fo...; Question 114: According to IIA guidance, which of the following activities...; Question 115: A newly hired chief audit executive is reviewing available d...; Question 116: Which of the following fundamental principles of The IIA's C...; Question 117: What is due professional care in internal audit? 4: Standard...; 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Question 235: According to NA guidance, which of the following describes t...; Question 236: Which of the following statements is true regarding an organ...; Question 237: Which of the following statements is true regarding manageme...; Question 238: According to IIA guidance, which of the following is the str...; Question 239: Which of the following demonstrates that the internal audit ...; Question 240: Which of the following statements is true regarding organiza...; Question 241: Which of the following best describes the differences betwee...; Question 242: Which of the following is true about a system of internal co...; Question 243: According to IIA guidance, which of the following statements...; Question 244: Which of the following statements is true regarding electron...; Question 245: According to IIA guidance, which of the following is most cr...; Question 246: Which of the following is true with regard to an organizatio...; Question 247: An internal auditor has documented several instances in whic...; Question 248: As a result of a high-profile processing error, respective b...; Question 249: According to IIA guidance, a new internal auditor is expecte...; Question 250: Which of the following is an indicator that the internal aud...; Question 251: An internal auditor wants to compare her organization's gove...; Question 252: Which of the following risk management techniques best descr...; Question 253: Which of the following situations is most likely to threaten...; Question 254: Due to unfavorable economic conditions management decided to...; Question 255: Which of the following documents would promote objectivity w...; Question 256: The board of directors of a global organization has found an...; Question 257: Internal audit is performing an engagement to determine whet...; Question 258: Which of the following statements would typically be include...; Question 259: A third-party provider's questionable labor practices have e...; Question 260: Which of the following actions by an organization's board wo...; 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Question 287: According to IIA guidance, which of the following would be i...; Question 288: Which of the following is the best example of a risk appetit...; Question 289: During an audit of company expenses, the internal auditor pe...; Question 290: Which of the following is a greater consideration for intern...; Question 291: Which of the following is a consulting service the internal ...; Question 292: Which of the following scenarios best illustrates the Fraud ...; Question 293: Which of the following statements best describes internal au...; Question 294: An existing Internal audit charter is currently under review...; Question 295: What is the primary reason a chief audit executive should de...; Question 296: A newly hired internal auditor is most likely to need furthe...; Question 297: Which of the following requests, if accepted by the internal...; Question 298: Which of the following situations would cause the greatest c...; Question 299: At a conference, an interna! auditor presented a new compute...; Question 300: Management is installing security cameras to identify unauth...; Question 301: During a payroll audit, the internal auditor discovered that...; Question 302: According to IIA guidance, which of the following actions is...; Question 303: Which of the following statements is true regarding control ...; Question 304: Which of the following is the primary engagement responsibil...; Question 305: A newly hired internal auditor is performing an engagement t...; Question 306: According to IIA guidance, which of the following statements...; Question 307: A chief audit executive (CAE) was asked by senior management...; Question 308: An internal auditor is performing testing to gather evidence...; Question 309: Which of the following would the chief audit executive be re...; Question 310: To achieve conformance with the Standards, the chief audit e...; Question 311: According to HA guidance, which of the following would best ...; Question 312: Which of the following situations would best indicate to the...; 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Question 339: The chief audit executive (CAE) is drafting the annual inter...; Question 340: What should the chief audit executive do when the internal a...; Question 341: Which of the following best demonstrates conformance with th...; Question 342: Which of the following statements is the most appropriate ex...; Question 343: The internal auditor obtained large volumes of transaction h...; Question 344: After being assigned to an audit of the accounts payable pro...; Question 345: Which of the following actions is a chief audit executive mo...; Question 346: In its five years of existence, an internal audit activity c...; Question 347: Which of the following documents are internal auditors most ...; Question 348: The chief audit executive (CAE) has assigned an internal aud...; Question 349: Which of the following are considered root causes of fraud?...

Question 16/349

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