2016-FRR Exam Dumps | Which one of the following four regulatory drivers for operational risk management includes risk and

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GARP.2016-FRR.v2024-09-09.q145
Question 53

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Question 53/145

Which one of the following four regulatory drivers for operational risk management includes risk and control requirements for financial statements in the United States?

A. Basel II Accord

B. Solvency II

C. The Markets in Financial Instruments Directive

D. The Sarbanes-Oxley Act

Correct Answer: D

The Sarbanes-Oxley Act includes risk and control requirements for financial statements in the United States. It mandates strict reforms to improve financial disclosures from corporations and prevent accounting fraud. This Act directly impacts operational risk management by setting standards for all U.S. public company boards, management, and public accounting firms.

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