Series63 Exam Dumps | Your client calls you with a market order to purchase 500 shares of the stock of Oracle and asks when

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Uniform Securities Agent State Law Examination
FINRA.Series63.v2023-12-18.q101
Question 99

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Question 99/101

Your client calls you with a market order to purchase 500 shares of the stock of Oracle and asks when payment will be due. If today is Wednesday, September 15th, you inform the client that payment is due on

A. Monday, September 20th.

B. Thursday, September 16th.

C. Friday, September 17th.

D. Saturday, September 18th.

Correct Answer: A

Explanation
If your client places an order to purchase 500 shares of Oracle on the open market on Wednesday, September
15th, payment will be due on Monday, September 20th. The settlement date for stock transactions is T + 3, which means the third business day after the trade. Saturday is not a business day.

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