Series63 Exam Dumps | Once you have passed the Series 63 examination, which entity must then approve your application to sell

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Uniform Securities Agent State Law Examination
FINRA.Series63.v2023-12-18.q101
Question 95

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Question 95/101

Once you have passed the Series 63 examination, which entity must then approve your application to sell securities?

A. FINRA

B. NASAA

C. SEC

D. the state administrator

Correct Answer: D

Explanation
Once you have passed the Series 63 exam, it is the state administrator who can approve or deny your registration. NASAA developed the Uniform Securities Agent State Law Examination and FINRA administers it. The SEC is not a party to the state registration process.

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