Series63 Exam Dumps | If an issuer registers securities with the state, how long can the documentation supplied in the registration

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Uniform Securities Agent State Law Examination
FINRA.Series63.v2023-12-18.q101
Question 29

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Question 29/101

If an issuer registers securities with the state, how long can the documentation supplied in the registration statement for those securities be incorporated by reference only into a registration statement for future securities the issuer wants to offer for sale?

A. one year

B. two years

C. five years

D. seven years

Correct Answer: C

Explanation
Once an issuer has registered securities with the state, the documentation supplied in that registration statement can be incorporated into the registration statement for future securities the issuer wants to offer for sale by reference only for a period of five years.

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