Series63 Exam Dumps | Once a broker-dealer has applied for and been granted state registration, the registration remains valid

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FINRA.Series63.v2023-12-18.q101
Question 45

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Question 45/101

Once a broker-dealer has applied for and been granted state registration, the registration remains valid

A. until December 31st.

B. for twelve months.

C. for three years.

D. for five years.

Correct Answer: A

Explanation
Once a broker-dealer has been granted state registration, that registration is valid until December 31st of that year. Registration automatically terminates annually on December 31st although an Administrator may elect to revoke or suspend a broker-dealer's registration at any time if the Administrator finds just cause.

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