IIA-CIA-Part1 Exam Dumps | An internal auditor has documented several instances in which management asked employees to ad against

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Question 172/373

An internal auditor has documented several instances in which management asked employees to ad against the policies and procedures. Which of the following is the most appropriate next step?

A. Report the non-compliance cases to the board of directors.

B. Recommend that management update its policies and procedures based on the circumstances.

C. Investigate the rationale for management's actions.

D. Recommend those employees to report the cases through the designed whistleblowing channel for the appropriate treatment.

Question List (373q): Question 1: The collaborating style for conflict resolution, where the p...; Question 2: Which of the following statements best represents the due pr...; Question 3: Which of the following documents are internal auditors most ...; Question 4: In the COSO internal control framework, which of the followi...; Question 5: According to IIA guidance, which of the following statements...; Question 6: According to HA guidance, if an internal auditor suspects fr...; Question 7: A large commercial bank was fined by regulators for fraudule...; Question 8: Which of the following would be considered an indicator that...; Question 9: An internal auditor assessed that the risk of steel theft at...; Question 10: According to IIA guidance, which of the following statements...; Question 11: Which of the following is an appropriate role for the intern...; Question 12: Which of the following parties would be responsible for ongo...; Question 13: Which of the following should a general internal auditor be ...; Question 14: Operational management in the IT department has developed ke...; Question 15: A newly appointed chief audit executive (CAE) started analyz...; Question 16: Which of the following processes does the board manage to en...; Question 17: In its five years of existence, an internal audit activity c...; Question 18: The organization's internal audit charter was last updated s...; Question 19: In the context of an internal control framework, organizatio...; Question 20: It is important for the chief audit executive to consider th...; Question 21: Which of the following is an example of corruption?...; Question 22: Which of the following statements is true regarding occupati...; Question 23: Senior management asks the chief audit executive to review t...; Question 24: To encourage internal audit objectivity, which of the follow...; Question 25: Which of the following specifications in an internal audit c...; Question 26: The accounting department asked the chief audit executive (C...; Question 27: Which of the following is the primary engagement responsibil...; Question 28: To comply with the proficiency standard which of the followi...; Question 29: According to IIA guidance, which of the following best descr...; Question 30: During a review of the procurement function, an internal aud...; Question 31: Which type of engagement requires that the client agrees wit...; Question 32: The chief audit executive (CAE) planned an in-person group t...; Question 33: During an assurance engagement the internal audit team disco...; Question 34: An organization allows the same individual to physically acc...; Question 35: Which level of corporate social responsibility does whistleb...; Question 36: A chief audit executive (CAE) is currently employed at a com...; Question 37: A subsidiary of the organization was preparing for an initia...; Question 38: Which of the following is true regarding internal audit role...; Question 39: Which of the following disclosures must the chief audit exec...; Question 40: Which of the following is the first step in the process of i...; Question 41: Guidelines need to be set for various levels of suspected fr...; Question 42: The chief audit executive (CAE) has decided to outsource an ...; Question 43: Which of the following is an area that an organization would...; Question 44: A newly hired chief audit executive is reviewing available d...; Question 45: What is the primary reason for establishing a continuing pro...; Question 46: According to IIA guidance, which of the following activities...; Question 47: Which of the following statements is most accurate with resp...; Question 48: Anew internal auditor suspects fraud is taking place. 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Question 355: Which of the following statements is true regarding reportin...; Question 356: Which type(s) of assessments in an internal audit activity's...; Question 357: Which of the following strategies would be the most effectiv...; Question 358: Which documents would help a forensic auditor identify insta...; Question 359: To comply with the proficiency standard, which of the follow...; Question 360: Which of the following should play a leading role in oversee...; Question 361: Which of the following process weaknesses is most likely to ...; Question 362: Which of the following is true with regard to an organizatio...; Question 363: The audit committee chair requested that the chief audit exe...; Question 364: An internal auditor discovered fraud while performing an aud...; Question 365: To achieve conformance with the Standards, the chief audit e...; Question 366: According to IIA guidance, which of the following is ultimat...; Question 367: Which of the following options describes the reason that con...; 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Question 172/373

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