IIA-CIA-Part1 Exam Dumps | A large commercial bank was fined by regulators for fraudulent practices when employees, over a period

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Question 7/373

A large commercial bank was fined by regulators for fraudulent practices when employees, over a period of time, opened thousands of new accounts for existing clients without the clients' consent. It was later found that employees were given unrealistic new account targets and were aggressively monitored by management on a daily basis.
Which of the following controls would have most likely reduced the likelihood of the fraudulent practice from occurring?

A. An evaluation of the current performance and compensation program.

B. The performance of background investigations on all existing employees.

C. The availability of fraud training to all employees.

D. The availability of an employee whistleblower hotline

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