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SEC Regulation S-P (Consumer Privacy) requires certain information to be included in privacy notices delivered to customers of broker-dealers (BDs). Which of the following information is required to be included in the privacy notice?
Correct Answer: D
Regulation S-P mandates that broker-dealers disclose how they collect, protect, and share customers' nonpublic personal information. The privacy notice must include: * The categories of information collected. * The firm's policies for safeguarding data. * Opt-out rights for sharing information with unaffiliated third parties. * D is correctbecause privacy notices must describe policies for protecting customer information. * A,B, andCare incorrect because they do not relate to the required elements of Regulation S-P privacy notices.