SIE Exam Dumps | The formation of an asset-backed security or debt obligation that represents a claim on the cash flows

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FINRA.SIE.v2025-09-26.q80
Question 17

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Question 17/80

The formation of an asset-backed security or debt obligation that represents a claim on the cash flows from mortgage loans is known as:

A. Securitization

B. Hypothecation

C. Loan processing

D. Claim processing

Correct Answer: A

Step by Step Explanation:
* Securitization: The process of pooling financial assets, such as mortgage loans, and creating asset- backed securities that investors can buy.
* Incorrect Options:
* B: Hypothecation refers to pledging assets as collateral.
* C & D: Loan and claim processing are administrative terms, not related to the creation of securities.
References:
* SEC Guidance on Asset-Backed Securities: SEC ABS Info.

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