SIE Exam Dumps | A market maker quotes the market on an NMS equity security as 39.05

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Question 46

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Question 46/80

A market maker quotes the market on an NMS equity security as 39.05 - 39.15 [5x10]. Which of the following orders is the market maker required to fill?

A. A sell stop order for 500 shares at $39.00

B. A sell order for 300 shares at $39.05

C. A buy order for 1,000 shares at $39.10

D. A buy order for 2,000 shares at $39.15

Correct Answer: D

The quote indicates that the market maker is willing to buy 500 shares at $39.05 (bid) and sell 1,000 shares at
$39.15 (ask). Market makers are required to honor their quoted size for orders that fall within their bid/ask prices.
* D is correctbecause the market maker is obligated to sell at least 1,000 shares at $39.15 as it falls within the quoted size and price.
* Bis incorrect because the bid is at $39.05, not $39.00.
* Cis incorrect because $39.10 does not match the ask price.
* Ais invalid as a stop order would not activate at $39.00.

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