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Question 40/48
Haw are retail stock and bond transactions settledon a daily basis amongdealers?
Correct Answer: C
In Canada, retail stock and bond transactions are settled through aclearing corporation, such as the Canadian Depository for Securities (CDS). The clearing corporation ensures that transactions are accurately settled according to the dealers' records.
* Exchanges facilitate the trading process but are not directly responsible for settling transactions (A, D).
* The clearing corporation settles transactions based on dealer records, not exchange records (B).
References:Volume 1, Chapter 7 ("Clearing and Settlement").
* Exchanges facilitate the trading process but are not directly responsible for settling transactions (A, D).
* The clearing corporation settles transactions based on dealer records, not exchange records (B).
References:Volume 1, Chapter 7 ("Clearing and Settlement").
- Question List (48q)
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