IIA-CIA-Part2 Exam Dumps | In which of the following situations would an internal control questionnaire best suit the internal auditor's

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Question 202/229

In which of the following situations would an internal control questionnaire best suit the internal auditor's purpose?

A. The auditor wants to receive mid-level management insight on how to improve hiring practices

B. The auditor wants to obtain information on whether adherence to approval matrices is actually taking place in different maintenance units.

C. The auditor wants to gain assurance that inventory counts are conducted in accordance with established procedures.

D. The auditor wants to assess whether different subsidiaries apply centrally established procurement rules in the same manner

Question List (229q): Question 1: Which of the following is most likely the subject of a perio...; Question 2: An examination of the accounts payable function evidenced mu...; Question 3: Which of the following approaches would best help an interna...; Question 4: What type of audit engagement would be the most appropriate ...; Question 5: According to IIA guidance, which of the following typically ...; Question 6: An internal audit activity has to confirm the validity of th...; Question 7: Due to price risk from the foreign currency purchase of avia...; Question 8: Which of the following is a primary reason for an internal a...; Question 9: Which of the following best describes the four components of...; Question 10: What information would be most useful to an internal auditor...; Question 11: According to IIA guidance, which of the following are the mo...; Question 12: Which of the following statements describes an engagement pl...; Question 13: An internal auditor accessed accounts payable records and ex...; Question 14: According to IIA guidance, which of the following strategies...; Question 15: An engagement supervisor reviewed a staff internal auditor's...; Question 16: An internal audit activity is planning its first audit of IT...; Question 17: Which of the following is the primary reason a chief audit e...; Question 18: An organization is experiencing a significant risk that thre...; Question 19: While performing fieldwork for an assurance engagement, a me...; Question 20: Which of the following would most Holy reflect the best poss...; Question 21: Which of the following is the best option for the chief audi...; Question 22: Some lime after the final audit report was issued, the engag...; Question 23: According to IIA guidance, which of the following statements...; Question 24: As part of internal audit's assistance with an annual extern...; Question 25: According to the IIA guidance, which of the following foes t...; Question 26: An internal auditor reviewed bank reconciliations prepared b...; Question 27: An internal auditor tested whether purchase orders were supp...; Question 28: An internal auditor wants to compare performance information...; Question 29: Which of the following approaches to understanding business ...; Question 30: An organization's finance manager plans to implement a state...; Question 31: During an audit of the accounts receivable (AR) process, an ...; Question 32: Which of the following is a justifiable reason for omitting ...; Question 33: According to an internal audit observation, the organization...; Question 34: An internal auditor at a bank informed the branch manager of...; Question 35: An internal auditor wanted to determine whether the organiza...; Question 36: The head of customer service asked the chief audit executive...; Question 37: An internal audit manager assigns an audit team to test purc...; Question 38: Which of the following statements is true regarding risk ass...; Question 39: An internal auditor is asked to perform an assurance engagem...; Question 40: An internal auditor is planning a consuming engagement and t...; Question 41: Which of the following manual audit approaches describes tes...; Question 42: A code of business conduct should include which of the follo...; Question 43: Which of the following factors should a chief audit executiv...; Question 44: An organization buys crude oil on the open market and refine...; Question 45: While conducting an audit of a third party's Web-based payme...; Question 46: Which of the following is not a primary reason for outsourci...; Question 47: An internal auditor is preparing an internal control questio...; Question 48: An internal auditor is planning an engagement at a financial...; Question 49: Which of the following methodologies consists of the interna...; Question 50: Which of the following is essential for ensuring that the in...; Question 51: Which of the following steps should an internal auditor comp...; Question 52: Which of the following statements is true regarding engageme...; Question 53: According to HA guidance, the chief audit executive is direc...; Question 54: The internal audit activity has requested that new vendor in...; Question 55: In which of the following situations has an internal audit o...; Question 56: An internal auditor was reviewing the procurement department...; Question 57: According to IIA guidance, which of the following procedures...; Question 58: An internal auditor s examination of accounts receivable gen...; Question 59: According to MA guidance, which of the following factors sho...; Question 60: An internal auditor wanted to determine whether company vehi...; Question 61: Which of the following is one of the five attributes that in...; Question 62: An internal auditor submitted a report containing recommenda...; Question 63: Which of the following is a disadvantage of using flowcharts...; Question 64: An internal auditor wants to identity potential ghost employ...; Question 65: During a consulting engagement an internal auditor wants to ...; Question 66: The audit manager asked the internal auditor to perform addi...; Question 67: Which of the following would most likely prompt special noti...; Question 68: Which of the following statement is consistent with IIA guid...; Question 69: Which of the following actions are appropriate for the chief...; Question 70: In the following risk control map risks have been categorize...; Question 71: Which of the following is one of the differences between pro...; Question 72: Which of the following is least likely to help ensure that r...; Question 73: An internal auditor is performing a review of an organizatio...; Question 74: According to IIA guidance, organizations have the most influ...; Question 75: During a review of the organization's waste management proce...; Question 76: Which of the following should be described in the recognitio...; Question 77: An internal auditor has suspicions that the management of a ...; Question 78: In a health care organization the internal audit activity pr...; Question 79: According to IIA guidance, which of the following are approp...; Question 80: According to IIA guidance, which of the following actions mi...; Question 81: Which of the following would be most useful for an internal ...; Question 82: An internal auditor is examining the organization's internal...; Question 83: In order to obtain background information on an assigned aud...; Question 84: Which of the following is an example of a properly supervise...; Question 85: An internal auditor is preparing for an auditor of newly imp...; Question 86: A corporate merger decision prompts the cruel audit executiv...; Question 87: If there is a significant error or omission in the final aud...; Question 88: An organization is expanding into a new line of business sel...; Question 89: A manufacturer is under contract to produce and deliver a nu...; Question 90: Which of the following factors would be the most critical in...; Question 91: Which of the following is a detective control for managing t...; Question 92: Which of the following would be the most helpful to a chief ...; Question 93: The audit plan requires a review of the testing procedures u...; Question 94: During a fraud interview, it was discovered that unquestione...; Question 95: According to IIA guidance, how should an internal auditor ap...; Question 96: An internal auditor used a risk and control matrix to prepar...; Question 97: Which of the following actives is an internal auditor most l...; Question 98: Which of the following statements about internal audit's fol...; Question 99: According to IIA guidance, which of the following is true re...; Question 100: What is the primary purpose of using a flowchart in the inte...; Question 101: Which of the following statements is true regarding internal...; Question 102: A chief audit executive (CAE) is trying to balance the inter...; Question 103: In an organization with a large internal audit activity that...; Question 104: If observed during fieldwork by an internal auditor, which o...; Question 105: Which method of examining entity-level controls involves gat...; Question 106: An internal auditor has been assigned to facilitate a risk a...; Question 107: An internal auditor observes a double payment transaction on...; Question 108: To compete in the global market, an organization is restruct...; Question 109: Acceding to MA guidance, when of the Mowing strategies would...; Question 110: The chief audit executive of an international organization i...; Question 111: An organization s inventory is stored m multiple warehouses....; Question 112: Which of the following would help the internal audit activit...; Question 113: The chief risk officer (CRO) of a large manufacturing organi...; Question 114: According to IIA guidance, which of the following statements...; Question 115: According to the Standards, which of the following is true r...; Question 116: During the planning phase of an assurance engagement, an int...; Question 117: When estimating the impact of an inherent risk, which of the...; Question 118: A chief audit executive (CAE) received a detailed internal r...; Question 119: Which of the following is the most appropriate objective for...; Question 120: An audit identified a number of weaknesses in the configurat...; Question 121: According to IIA guidance, which of the following objectives...; Question 122: The chief audit executive (CAE) of an organization has compl...; Question 123: According to IIA guidance,which of the following is true abo...; Question 124: What is the purpose of an internal control questionnaire?...; Question 125: Following an audit, management developed an action plan to i...; Question 126: Which of the following is one of the five basic tnanoal stat...; Question 127: The internal audit manager has been delegated the task of pr...; Question 128: Which of the following internal control attributes should in...; Question 129: Which of The following best describes a risk that is deemed ...; Question 130: Which of the following is the primary purpose of financial s...; Question 131: Which of the following statements generally true regarding a...; Question 132: An internal audit activity plans its engagements based on an...; Question 133: Which of the following is the primary reason for internal au...; Question 134: Acceding to IIA guidance, when of the Mowing is an assurance...; Question 135: Which of the following statements is true regarding internal...; Question 136: According to IIA guidance, which of the following is a limit...; Question 137: Which of the following audit steps would an internal auditor...; Question 138: An organization owns vehicles that are kept off-site by empl...; Question 139: An internal control questionnaire would be most appropriate ...; Question 140: According to the Standards, which of the following is leasti...; Question 141: Where should internal auditor focus their attention when ide...; Question 142: Which scenario would be most appropriate for using an intern...; Question 143: Which of the following evaluation criteria would be the most...; Question 144: Management has taken immediate action to address an observat...; Question 145: When forming an opinion on the adequacy of management's syst...; Question 146: Which of the following is most appropriate for internal audi...; Question 147: When determining the level of staff and resources to be dedi...; Question 148: In which of the following situations would an internal audit...; Question 149: Which type of assurance engagement is conducted to determine...; Question 150: The head of customer service asked the chief audit executive...; Question 151: Management testimony of improper segregation of duties in th...; Question 152: Which of the following is the most important concept to be i...; Question 153: According to the International Professional Practices Framew...; Question 154: Which of the following is an effective approach for internal...; Question 155: An internal auditor e assessing the design of a control and ...; Question 156: What is the primary purpose of issuing a preliminary communi...; Question 157: The newly appointed chief audit executive (CAE) of a large m...; Question 158: Which of the following is critical to the success of an effe...; Question 159: Due to a recent system upgrade, an audit is planned to test ...; Question 160: An internal audit report includes a recommendation to remove...; Question 161: According to IIA guidance, which of the following activities...; Question 162: How do internal auditors generally determine the priority of...; Question 163: Which of the followings statements describes a best practice...; Question 164: Which of the following statements is true pertaining to inte...; Question 165: According to IIA guidance, which of the following accurately...; Question 166: An employee in the sales department completes a purchase req...; Question 167: Which of the following components should be included in an a...; Question 168: An internal auditor wants to assess the completeness of sale...; Question 169: While reviewing the organization's financial year-end proces...; Question 170: Which of the following statistical sampling approaches is th...; Question 171: An organization's board would like to establish a formal ris...; Question 172: Which of the following are advantages of flowcharts over int...; Question 173: As a result of server managements assumption of risk there i...; Question 174: After the team member who specialized in fraud investigation...; Question 175: The chief audit executive was asked to define me internal au...; Question 176: An organization has a mature control environment but limited...; Question 177: An internal audit team was conducting an assurance engagemen...; Question 178: According to IIA guidance, which of the following statements...; Question 179: An internal auditor performed a test of controls and found t...; Question 180: An internal auditor recommended that an organization impleme...; Question 181: According to IIA guidance, which of the following activities...; Question 182: How should an internal auditor approach preparing a detailed...; Question 183: According to IIA guidance, which of the following would not ...; Question 184: Which of the following statements is true regarding a drawba...; Question 185: An internal auditor determines that certain information from...; Question 186: Which of the following situations is most critical for the c...; Question 187: Which of the following actions is the most appropriate respo...; Question 188: Senior management requested that the internal audit activity...; Question 189: Which of the following actions should the chief audit execut...; Question 190: During audit engagement planning, an internal auditor is det...; Question 191: For an action plan to be effective, it should be designed pr...; Question 192: A chief audit executive (CAE) determined that management cho...; Question 193: An internal auditor was assigned to review controls in the a...; Question 194: Which of the following is an example of a compliance assuran...; Question 195: Which of the following would be most likely found in an inte...; Question 196: According to IIA guidance, which of the following is most li...; Question 197: During follow-up. the internal auditor discovered that opera...; Question 198: Which of the following factors would the auditor in charge b...; Question 199: The chief audit executive of a medium-sized financial instit...; Question 200: Which of the following is a true statement regarding the use...; Question 201: An internal auditor developed a list of internal and externa...; Question 202: In which of the following situations would an internal contr...; Question 203: Which of the following best describes external benchmarking ...; Question 204: An organization recently acquired a subsidiary in a new indu...; Question 205: According to IIA guidance, which of the following is true wh...; Question 206: The audit committee has asked the chief audit executive (CAE...; Question 207: When auditing an organization's cash-handling activates whic...; Question 208: An internal auditor is assessing the organization's risk man...; Question 209: A toy manufacturer receives certain components from an overs...; Question 210: During follow-up, the chief audit executive (CAE) is having ...; Question 211: The internal auditors available to perform the engagement do...; Question 212: Due to emerging new technologies that greatly affect the org...; Question 213: Which of the following sources of testimonial evidence would...; Question 214: Which of the following describes the primary objective of an...; Question 215: An internal auditor uses a data query tool in the purchasing...; Question 216: New environmental regulations require the board to certify t...; Question 217: After completing an assurance engagement, the chief audit ex...; Question 218: Which of the following conditions are necessary for successf...; Question 219: In which of following scenarios is the internal auditor perf...; Question 220: According to IIA guidance which of the following statements ...; Question 221: The internal audit activity is currently working on several ...; 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Question 202/229

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