IIA-CIA-Part2 Exam Dumps | Which of the following would be most likely found in an internal audit procedures manual?

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Question 186/186

Which of the following would be most likely found in an internal audit procedures manual?

A. A summary of the strategic plan of the area under review.

B. Appropriate response options for when findings are disputed by management.

C. An explanation of the resources needed for each engagement.

D. The extent of the auditor's authority to collect data from management.

Question List (186q): Question 1: An internal auditor is conducting a preliminary survey of th...; Question 2: Which of the following would not be a typical activity for t...; Question 3: After the team member who specialized in fraud investigation...; Question 4: Which of the following recommendation types is most likely t...; Question 5: The chief audit executive was asked to define me internal au...; Question 6: According to IIA guidance, which of the following is true wh...; Question 7: Which of the following conditions are necessary for successf...; Question 8: Which of the following should management action plans includ...; Question 9: Management testimony of improper segregation of duties in th...; Question 10: An internal auditor was reviewing the procurement department...; Question 11: According to IIA guidance, which of the following reflects a...; Question 12: Which of the following is the primary purpose of implementin...; Question 13: When establishing a quality assurance and improvement progra...; 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Question 27: The internal audit manager has been delegated the task of pr...; Question 28: It is close to the fiscal year end for a government agency, ...; Question 29: What is the primary objective of an engagement supervisor's ...; Question 30: A chief audit executive (CAE) a developing a work program fo...; Question 31: Which of the following is a justifiable reason for omitting ...; Question 32: Acceding to IIA guidance, when of the Mowing is an assurance...; Question 33: Which of the following components should be included in an a...; Question 34: When developing the scope of an audit engagement, which of t...; Question 35: An internal auditor examined a nostatistical sample of open ...; Question 36: Which of the following actives is an internal auditor most l...; Question 37: Which of the following constitutes supervisory activity unde...; Question 38: Which of the following statements generally true regarding a...; Question 39: When addressing the excessive overtime being paid lo employe...; Question 40: While conducting a review of the logistics department the in...; Question 41: According to the IIA guidance, which of the following foes t...; Question 42: Which of the following best exemplifies having effective ris...; Question 43: During follow-up, the chief audit executive (CAE) is having ...; Question 44: According to IIA guidance, which of the following is true re...; Question 45: After finalizing an assurance engagement concerning safety o...; Question 46: If observed during fieldwork by an internal auditor, which o...; Question 47: According to the Standards, which of the following is true r...; Question 48: A chief audit executive (CAE) reviews the supervision of an ...; Question 49: An internal auditor develops an engagement observation relat...; Question 50: Which of the following is a disadvantage of using flowcharts...; Question 51: An internal auditor observes a double payment transaction on...; Question 52: An internal auditor submitted a report containing recommenda...; Question 53: An organization has a mature control environment but limited...; Question 54: An employee in the sales department completes a purchase req...; Question 55: In which of the following populations would the internal aud...; Question 56: The following is a list of major findings in the executive s...; Question 57: The chief audit executive of a medium-sized financial instit...; Question 58: Which of the following would most likely prompt special noti...; Question 59: Which of the following has the greatest effect on the effici...; Question 60: During a fraud interview, it was discovered that unquestione...; Question 61: Which of the following statements regarding the risk managem...; Question 62: Which of the following factors should a chief audit executiv...; Question 63: Which of the following is one of the five attributes that in...; Question 64: The internal audit activity has adopted the balanced scoreca...; Question 65: Which of the following is not a direct benefit of control se...; Question 66: An internal audit manager is planning a contract compliance ...; Question 67: The board of directors expressed concerns about potential ex...; Question 68: Which of The following best justifies an internal auditor's ...; Question 69: During an assurance engagement, an internal auditor discover...; Question 70: A toy manufacturer receives certain components from an overs...; Question 71: A chief audit executive's report to the board showed a signi...; Question 72: Which of the following risk assessment approaches involves g...; Question 73: An internal auditor is examining the organization's internal...; Question 74: Which of the following is a significant governance issue tha...; Question 75: Which of the following statements is true regarding the use ...; Question 76: Which of the following is a primary reason for an internal a...; Question 77: An internal auditor is analyzing sates records and is concer...; Question 78: An internal audit team was conducting an assurance engagemen...; Question 79: Which of the following computerized audit tools or technique...; Question 80: A manufacturer is under contract to produce and deliver a nu...; Question 81: A newly appointed chief audit executive (CAE) of a small org...; Question 82: New environmental regulations require the board to certify t...; Question 83: An internal auditor is assessing the organization's risk man...; Question 84: An internal auditor using the five-attribute approach to doc...; Question 85: The engagement supervisor would like lo change the audit pro...; Question 86: According to IIA guidance, which of the following strategies...; Question 87: Which of the following is the most important concept to be i...; Question 88: Which of the following best describes the four components of...; Question 89: The final engagement communication contains the following ob...; Question 90: An internal auditor reviewed bank reconciliations prepared b...; Question 91: Which of the following is the primary purpose of financial s...; Question 92: Which of the following is an appropriate role for the intern...; Question 93: As part of internal audit's assistance with an annual extern...; Question 94: An internal auditor is conducting an initial risk assessment...; Question 95: Which of the following actions best describes an internal au...; Question 96: An internal control questionnaire would be most appropriate ...; Question 97: Which of the following parties is accountable for ensuring a...; Question 98: After concluding a preliminary assessment, the engagement su...; Question 99: An internal auditor wants to assess the completeness of sale...; Question 100: A chief audit executive is preparing interview questions for...; Question 101: Senior management wants assurance that third-party contracto...; Question 102: An audit observation noted that annual inventory counts of b...; Question 103: An internal auditor receives a document displaying all the s...; Question 104: Which of the following statements accurately describes the S...; 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Which o...; Question 177: An internal auditor completed a review of expenses related t...; Question 178: A corporate merger decision prompts the cruel audit executiv...; Question 179: The internal audit activity has become aware of public compl...; Question 180: An audit identified a number of weaknesses in the configurat...; Question 181: In a health care organization the internal audit activity pr...; Question 182: According to IIA guidance which of the following represents ...; Question 183: Which of the following best describes the manual audit proce...; Question 184: According to IIA guidance, which of re following actions sho...; Question 185: During an audit of the human resources department, an intern...; Question 186: Which of the following would be most likely found in an inte...

Question 186/186

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