IIA-CIA-Part1 Exam Dumps | An organization's chief audit executive (CAE) has been asked to monitor and report on any violations

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Question 114/468

An organization's chief audit executive (CAE) has been asked to monitor and report on any violations of the organization's code of conduct. The CAE should:

A. Lead the committee responsible for the oversight of the code.

B. Develop specific procedures to ensure that the code is clearly communicated to all employees.

C. Participate in an advisory capacity on the committee that adjudicates any violations.

D. Review and adjudicate all complaints.

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Question 199: Which of the following is a role of the board of directors i...; Question 200: A former line supervisor from the Financial Services Departm...; Question 201: Which of the following is true about a system of internal co...; Question 202: Which of the following control methods is effective in reduc...; Question 203: An internal auditor is using mean-per-unit sampling to estim...; Question 204: The chief audit executive is revising policies relating to i...; Question 205: When a chief audit executive holds responsibility for risk m...; Question 206: According to the Standards, the organizational status of the...; Question 207: Which type of objectives can best be described as broad goal...; Question 208: An internal auditor conducted a surprise inventory count at ...; Question 209: An internal auditor used a questionnaire during an interview...; Question 210: Which of the following would be a red flag for potential iss...; Question 211: Which of the following processes or tools can be used as ong...; Question 212: Which type of documentary evidence gathered by an organizati...; Question 213: Which of the following components influences the risk consci...; Question 214: Which of the following best describes the misdirection of pa...; Question 215: Which of the following controls within a spreadsheet would a...; Question 216: An internal auditor creates a professional development plan ...; Question 217: Which of the following is an indicator that the internal aud...; Question 218: Which of the following qualifies as an acceptable consulting...; Question 219: An internal auditor would like to identify the involvement o...; Question 220: An organization has developed a model to determine the most ...; Question 221: A chief audit executive (CAE) was asked by senior management...; Question 222: Which of the following sources of evidence would be least pe...; Question 223: An internal auditor is conducting an engagement in the accou...; Question 224: Inadequate risk assessment would have the strongest negative...; 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Question 265: In an assurance engagement of treasury operations, an intern...; Question 266: Which of the following would have the least impact (either p...; Question 267: Which of the following results from computer assisted audit ...; Question 268: A chief audit executive (CAE) of an international charity re...; Question 269: In its five years of existence, an internal audit activity c...; Question 270: An organization's board of directors has decided that the in...; Question 271: In which of the following circumstances would an internal au...; Question 272: Which of the following conditions is the most likely indicat...; Question 273: Which of the following is a valid statement about the use of...; Question 274: Which of the following situations is most likely to prompt t...; Question 275: During the annual fraud risk assessment, an organization ide...; Question 276: Which of the following statements is correct regarding discl...; Question 277: This chief audit executive (CAE) engaged an internal auditor...; Question 278: At the start of an internal audit engagement, the chief audi...; Question 279: In order to provide the most useful information for an organ...; Question 280: A sales clerk received cash from a customer and pocketed the...; Question 281: Which of the following statements regarding segregation of d...; Question 282: An internal auditor has been engaged to assess fraud risks a...; Question 283: A company has established its environmental audit activity a...; Question 284: Which of the following situations undermines the independenc...; Question 285: Which of the following is true regarding a quality assurance...; Question 286: A senior executive at a government-owned organization receiv...; Question 287: During an audit engagement in an insurance company, an inter...; Question 288: According to IIA guidance, which of the following must inter...; Question 289: At what point in time can an organization conclude that the ...; Question 290: An organization has implemented a software system that requi...; Question 291: The results of an internal audit activity's (IAA) quality as...; Question 292: During an audit engagement of a large retail store, internal...; Question 293: All of the following would normally be involved in preparing...; Question 294: The external auditor has recommended that the organization i...; Question 295: A risk assessment showed that the cost of addressing a parti...; Question 296: According to IIA guidance, which of the following best descr...; Question 297: An internal auditor obtains spreadsheets created by the fina...; Question 298: An organization references a customer order with an approved...; Question 299: The audit process used by the internal audit activity of a l...; Question 300: A chief audit executive (CAE) identifies that the internal a...; Question 301: Which of the following accurately describes the concept of i...; Question 302: In the annual audit of the financial statements of a company...; Question 303: Which of the following statements is true regarding corporat...; 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Question 410: An internal auditor notes that inventory counts are conducte...; Question 411: An engagement supervisor notes that an internal auditor usua...; Question 412: The best reason for separating the cash-receiving function f...; Question 413: Which of the following best demonstrates organizational inde...; Question 414: Which of the following processes should be included in a ben...; Question 415: In publicly held companies, management often requires the in...; Question 416: An internal auditor is assessing the effectiveness of the or...; Question 417: The internal audit activity is undergoing a self-assessment ...; Question 418: An auditor is using audit software to check inventory accura...; Question 419: After being terminated due to downsizing, an internal audito...; Question 420: Which of the following statements demonstrates that internal...; Question 421: Which of the following statements is correct with regard to ...; Question 422: According to IIA guidance, which of the following is true wi...; 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