IIA-CIA-Part1 Exam Dumps | An internal auditor notes that inventory counts are conducted on Mondays only and that all documentation

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Question 410/468

An internal auditor notes that inventory counts are conducted on Mondays only and that all documentation is on paper as there are no computers in the underground warehouses. Also, she notices that the person responsible for receiving the goods is the same one who distributes materials and spare parts. Finally, she sees that spare parts are written off and taken by the heads of mining units to different underground locations to wait for their turn to be installed.
Which of the described findings requires more consideration from a fraud risk perspective?

A. Warehouse management is conducted on paper and requires further investigation.

B. The job responsibilities of the warehouse employee compromise segregation of duties.

C. The inventory counts take place on specific days of the week for no apparent reason.

D. Spare parts are written off before their actual usage and installation.

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