Understanding the CMMC Level 2 Assessment ProcessWhen anOrganization Seeking Certification (OSC) engages aCertified Third-Party Assessment Organization (C3PAO)to conduct aCMMC Level 2 Assessment, anAssessment Planis developed to outline the scope, methodology, and logistics of the assessment.
* According to theCMMC Assessment Process (CAP) Guide, theAssessment Plan must be formally agreed upon and signed off by:
* Lead Assessor- The individual responsible for overseeing the execution of the assessment.
* C3PAO (Certified Third-Party Assessment Organization)- The entity conducting the assessment.
* TheLead Assessorensures that theAssessment Plan aligns with CMMC-AB and DoD requirements, including methodology, objectives, and evidence collection.
* TheC3PAOprovides organizational approval, confirming that the assessment is conducted according toCMMC-AB rules and contractual agreements.
* A. OSC and Sponsor (Incorrect)
* TheOSC (Organization Seeking Certification)is involved in planning but does not sign off on the plan.
* Asponsoris not part of the sign-off process in CMMC assessments.
* B. OSC and CMMC-AB (Incorrect)
* TheOSCdoes not formally approve theAssessment Plan-this responsibility belongs to the assessment team.
* TheCMMC-ABdoes not sign off on individualAssessment Plans.
* D. C3PAO and Assessment Official (Incorrect)
* "Assessment Official" isnot a defined rolein the CMMC assessment process.
* TheC3PAOis involved, but it must be theLead Assessorwho signs off, not an unspecified official.
* The correct answer isC. Lead Assessor and C3PAO.
* TheLead Assessorensures assessment integrity, while theC3PAOprovides official authorization.
References:
CMMC Assessment Process (CAP) Guide
CMMC 2.0 Level 2 Certification Procedures
The Cyber AB Assessment Guidelines