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Question 178/292

An employee hears a colleague on the telephone with a customer giving advice on how to ensure that a suspicious transaction report will not be filed as a result of a future transaction.
What action should the employee take?

A. Report the conversation to the local police

B. Report the conversation to the compliance officer

C. Tell the colleague that it is against policy to give such advice

D. Ignore the situation because the colleague is the relationship manager for that customer

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Question 178/292

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