CAMS Exam Dumps | A compliance officer at a financial institution (FI) received an investigation request for a customer

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Question 266/292

A compliance officer at a financial institution (FI) received an investigation request for a customer from a local law enforcement agency. Which action should be taken by the FI?

A. Obtain approval from the Financial Intelligence Unit (FIU) before submitting the customer's information.

B. Omit some responses to meet the regulatory deadline.

C. Assign employees responsible for the customer to the investigation team.

D. Consider retaining qualified, experienced legal counsel.

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