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Question 322/468

Given the scarcity of internal audit resources, a chief audit executive (CAE) decided not to schedule a follow-up of audit recommendations when developing engagement work schedules. Does the CAE's decision violate the Standards?

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Question List (468q)
1 commentQuestion 1: When establishing the internal audit activity's annual plan,...
Question 2: Which of the following performance criteria would be most us...
Question 3: The most effective method of reporting engagement results to...
Question 4: According to IIA guidance, which of the following are accept...
Question 5: A chief audit executive (CAE) received a detailed internal r...
Question 6: Which two of the following considerations must an internal a...
Question 7: New environmental regulations require the board to certify t...
Question 8: In reviewing the appropriateness of the minimum quantity lev...
Question 9: Which of the following would be the best audit procedure to ...
Question 10: Five brand managers in a consumer products company met to de...
Question 11: A manager of one of a retailer's several retail outlets is s...
Question 12: Which of the following risks assumes an absence of compensat...
Question 13: An organization's policies allow buyers to authorize expendi...
Question 14: An audit client responded to recommendations from a recent c...
Question 15: An internal auditor found that the cost of some material ins...
Question 16: Productivity statistics are provided quarterly to a company'...
Question 17: Which of the following items should be addressed in an organ...
Question 18: During an information security audit, an auditor discovers t...
Question 19: A recent survey indicated that residents of a small town tak...
Question 20: The chief audit executive (CAE) determined that based on man...
Question 21: An organization's internal audit plan includes a recurring a...
Question 22: In order to effectively elicit sensitive information from an...
Question 23: The internal audit activity of an investment company receive...
Question 24: An internal auditor has just undertaken an organization-wide...
Question 25: The internal audit activity performs the following sequence ...
Question 26: Which of the following would be the most effective method to...
Question 27: With which of the following would the internal audit activit...
Question 28: A large retail organization, which sells most of its product...
Question 29: Which of the following would be most helpful to a government...
Question 30: A manufacturing process could create hazardous waste at seve...
Question 31: A consumer electronics company is considering acquiring a sm...
Question 32: When creating the internal audit plan, the chief audit execu...
Question 33: According to IIA guidance, which of the following procedures...
Question 34: While performing a follow-up of a concern about equipment-in...
Question 35: During an audit of a major contract, an auditor finds that a...
Question 36: If an auditor is sampling to test compliance with a particul...
Question 37: According to IIA guidance, which of the following strategies...
Question 38: According to the Standards, which of the following best desc...
Question 39: The internal audit activity (IAA) wants to measure its perfo...
Question 40: Monetary-unit sampling is most useful when the internal audi...
Question 41: An audit engagement objective at a manufacturer is to determ...
Question 42: An internal auditor is conducting an assessment of the organ...
Question 43: Checklists used to assess audit risk have been criticized fo...
Question 44: Which of the following is typically not a reason for committ...
Question 45: Which of the following examples of audit evidence is the mos...
Question 46: Which of the following situations would justify the removal ...
Question 47: An organization has an opening for an entry-level internal a...
Question 48: Which of the following potential performance measures should...
Question 49: Which of the following recommendations made by the internal ...
Question 50: A company owns a machine that will produce 100 light switche...
Question 51: A retail company uses a computer program that matches electr...
Question 52: Which of the following is an effective approach for internal...
Question 53: While conducting an audit of a third party's Web-based payme...
Question 54: During the audit of a large decentralized supply chain funct...
Question 55: According to IIA guidance, organizations have the most influ...
Question 56: During a review of performance measures in an organization's...
Question 57: A chief audit executive agrees to conduct an engagement that...
Question 58: A fast-food company is developing a computer simulation invo...
Question 59: Which of the following is not likely to be included as an au...
Question 60: During an audit of an ethics program, which of the following...
Question 61: Due to price risk from the foreign currency purchase of avia...
Question 62: According to IIA guidance, which of the following statements...
Question 63: Production managers for a manufacturing company are authoriz...
Question 64: During a systems development audit, software developers indi...
Question 65: According to IIA guidance, which of the following statements...
Question 66: Which of the following audit techniques provides for continu...
Question 67: The internal audit activity of an organization obtained appr...
Question 68: Direct staff as a percentage of total staff is an example of...
Question 69: According to IIA guidance, which of the following is the lea...
Question 70: According to the Standards, which of the following should be...
Question 71: Which of the following factors is least essential to a succe...
Question 72: An internal auditor is evaluating controls over the purchasi...
Question 73: An auditor prepared a workpaper that consisted of a list of ...
Question 74: A code of ethics within the internal auditing profession is ...
Question 75: In a sampling application, the group of items about which th...
Question 76: An appliance repair company is considering relocating the ce...
Question 77: At the conclusion of an audit of an organization's treasury ...
Question 78: Which of the following is a detective control for managing t...
Question 79: According to the Standards, which of the following describes...
Question 80: According to the Standards, which of the following would hav...
Question 81: A large investment organization hired a chief risk officer (...
Question 82: When setting the scope for the identification and assessment...
Question 83: Which of the following conditions is the strongest indicator...
Question 84: Which of the following statements is not true about the over...
Question 85: An internal auditor has been asked to participate in an advi...
Question 86: According to IIA guidance, which of the following individual...
Question 87: As part of a preliminary survey of the purchasing function, ...
Question 88: An auditor decides to vouch a sample of ledger entries back ...
Question 89: An internal auditor provided the following statement about d...
Question 90: Which of the following would not be an appropriate step for ...
Question 91: After the team member who specialized in fraud investigation...
Question 92: Which of the following should be included in the scope of an...
Question 93: A payroll clerk enters payroll transactions into the general...
Question 94: An audit of customer accounts receivable found that outstand...
Question 95: An internal auditor has completed an audit of an organizatio...
Question 96: Access control software on an organization's mainframe compu...
Question 97: A bank is developing an integrated customer information syst...
Question 98: An internal audit activity implemented an integrated test fa...
Question 99: An organization has adopted an enterprise-wide risk manageme...
Question 100: During an operational audit of a chain of pizza delivery sto...
Question 101: The chief audit executive established an internal audit acti...
Question 102: An audit identified a number of weaknesses in the configurat...
Question 103: An internal auditor determines that certain information from...
Question 104: The scope of a consulting engagement performed by internal a...
Question 105: An internal auditor notices that a division has recorded unc...
Question 106: The chief risk officer (CRO) of a large manufacturing organi...
Question 107: While conducting a payroll audit, an internal auditor in a l...
Question 108: Which of the following tasks is typically performed in the a...
Question 109: According to the International Professional Practices Framew...
Question 110: The use of standard operating procedure questionnaires in au...
Question 111: An internal auditor has a recommendation to change operation...
Question 112: When constructing a staffing schedule for the internal audit...
Question 113: Which characteristic of risk assessment makes it a useful to...
Question 114: The newly appointed chief audit executive (CAE) of a large m...
Question 115: In a payroll audit, a staff auditor suspects that signatures...
Question 116: Which of the following would be included in an internal audi...
Question 117: Which of the following is an effective way for an internal a...
Question 118: An internal auditor is conducting an assessment of the purch...
Question 119: In which of the following cases is it appropriate for an aud...
Question 120: Which of the following activities would be performed during ...
Question 121: Which of the following evaluation criteria would be the most...
Question 122: While preparing the annual audit plan, the newly assigned ch...
Question 123: Recommendations should be included in the audit report in or...
Question 124: An internal auditor noticed that employees with responsibili...
Question 125: Which of the following topics must the internal audit staff ...
Question 126: In a review of an electronic data interchange application us...
Question 127: Which of the following are typical steps in the design of an...
Question 128: The chief audit executive (CAE) of a small internal audit ac...
Question 129: The following is an excerpt from an audit engagement workpap...
Question 130: Which of the following would not be a typical activity for t...
Question 131: Which of the following controls in a computerized consumer l...
Question 132: An internal auditor compared the number of human resources p...
Question 133: The following audit observation was included in the final au...
Question 134: According to the International Professional Practices Framew...
Question 135: According to the International Professional Practices Framew...
Question 136: As a result of a recent discovery of false information on em...
Question 137: In a client satisfaction survey for an internal audit engage...
Question 138: The balanced scorecard approach differs from traditional per...
Question 139: The following are potential sources of evidence regarding th...
Question 140: An organization decides to create an internal audit function...
Question 141: An internal auditor recommended that an organization impleme...
Question 142: An organization has developed a large database that tracks e...
Question 143: Which of the following actions has the least influence on th...
Question 144: According to IIA guidance, which of the following are benefi...
Question 145: According to the Standards, which of the following best desc...
Question 146: Because of a new marketing initiative, an organization has r...
Question 147: The scope of a business process review primarily involves:...
Question 148: Risk assessments can vary in format, but generally include: ...
Question 149: Which of the following is an advantage of control self-asses...
Question 150: According to IIA guidance, which of the following statements...
Question 151: The external auditor has identified a number of production p...
Question 152: Which of the following statements is correct regarding the u...
Question 153: An internal auditor and engagement client are deadlocked ove...
Question 154: According to the International Professional Practices Framew...
Question 155: An auditor receives anonymous information that fraud is occu...
Question 156: Which of the following has the greatest effect on the effici...
Question 157: The chief audit executive of a medium-sized financial instit...
Question 158: Senior management of an organization has requested that the ...
Question 159: An internal auditor for a financial institution has just com...
Question 160: An auditor is scheduled to audit payroll controls for a comp...
Question 161: A chief audit executive (CAE) of a major retailer has engage...
Question 162: During an audit, an employee, who does not want to be identi...
Question 163: Which of the following is not an outcome of control self-ass...
Question 164: Which of the following components should be included in an a...
Question 165: Cross-referencing individual payroll time cards to personnel...
Question 166: During an audit of executive travel, an auditor noted that t...
Question 167: Which of the following is the best problem-solving technique...
Question 168: Which of the following is not true regarding the management ...
Question 169: Which of the following conditions are necessary for successf...
Question 170: Which of the following techniques could be used to evaluate ...
Question 171: When interviewing an individual suspected of fraud, what typ...
Question 172: In evaluating the validity of different types of audit evide...
Question 173: Which of the following statements about internal audit's fol...
Question 174: According to the Standards, which of the following objective...
Question 175: A code of business conduct provides:...
Question 176: The most common motivation for management fraud is the exist...
Question 177: The chief audit executive (CAE) notes during review of the f...
Question 178: An organization has a large number of vendors supplying good...
Question 179: The chief audit executive (CAE) of a large retail operation ...
Question 180: The final internal audit report should be distributed to whi...
Question 181: The chief audit executive of a large publicly held bank is u...
Question 182: The chief audit executive (CAE) of an organization has estab...
Question 183: Which sampling plan requires no additional sampling once the...
Question 184: Which of the following describes an internal auditor's respo...
Question 185: The best method for assessing the relative importance of ris...
Question 186: During which of the following systems development stages wou...
1 commentQuestion 187: Which of the following statements is correct regarding the a...
Question 188: The chief audit executive (CAE) manages a large internal aud...
Question 189: A company used simple regression analysis to analyze mainten...
Question 190: Management has asked the internal audit activity to perform ...
Question 191: In preparing to facilitate a control self-assessment session...
Question 192: Which of the following best describes the four components of...
Question 193: According to IIA guidance, which of the following factors sh...
Question 194: Which of the following best defines an audit opinion?...
Question 195: After partially completing an internal control review of the...
Question 196: Which of the following statements is true pertaining to inte...
Question 197: Which of the following might alert an auditor to the possibi...
Question 198: If an organization's chief audit executive wants to implemen...
Question 199: An internal control questionnaire would be most appropriate ...
Question 200: According to IIA guidance, which of the following is true re...
Question 201: A newly promoted chief audit executive (CAE) is faced with a...
Question 202: During a routine audit of a customer service hotline, an int...
Question 203: Which of the following tests must an internal auditor perfor...
Question 204: An internal audit activity is participating in the due dilig...
Question 205: Which of the following factors could interfere with effectiv...
Question 206: Which of the following would be a legitimate action for the ...
Question 207: During an audit of a major metropolitan museum, an auditor w...
Question 208: An organization's board would like to establish a formal ris...
Question 209: An internal auditor has been assigned to facilitate a risk a...
Question 210: Which of the following represents appropriate evidence of su...
Question 211: When assessing the risk associated with an activity, an inte...
Question 212: An internal auditor is conducting tests to determine if an o...
Question 213: Which of the following would be the most important reason fo...
Question 214: An employee in the sales department completes a purchase req...
Question 215: Which of the following is the best approach for obtaining fe...
Question 216: A report prepared by the internal audit activity contains se...
Question 217: Which of the following is a weakness that is inherent in the...
Question 218: To furnish useful and timely information and promote improve...
Question 219: One method for dealing with the uncertainty of demand foreca...
Question 220: During a fraud interview, it was discovered that unquestione...
Question 221: Questions used to interrogate individuals suspected of fraud...
Question 222: An audit of a company's accounts payable found that the indi...
Question 223: According to IIA guidance, which of the following are approp...
Question 224: What is the primary factor that determines the depth and bre...
Question 225: Once an audit report is drafted, the auditor's supervisor sh...
Question 226: Which of the following are key characteristics of enterprise...
Question 227: In addition to the internal auditor, which of the following ...
Question 228: Information gathered in a forensic investigation of business...
Question 229: According to IIA guidance, which of the following would not ...
Question 230: Which of the following does not represent a difficulty in us...
Question 231: Which of the following should be included in a privacy audit...
Question 232: According to the International Professional Practices Framew...
Question 233: Which of the following is true of engagement recommendations...
Question 234: An organization does not have a formal risk management funct...
Question 235: A bank uses a risk analysis matrix to quantify the relative ...
Question 236: Which of the following will be an appropriate course of acti...
Question 237: During the planning phase of an audit of the treasury functi...
Question 238: Which of the following trends found on financial reports wou...
Question 239: When internal auditors provide consulting services, the scop...
Question 240: The chief audit executive (CAE) of a new organization is in ...
Question 241: According to IIA guidance,when performing a compliance audit...
Question 242: Which of the following methods would an auditor most likely ...
Question 243: Which of the following is correct with respect to roles with...
Question 244: For which of the following fraud engagement activities would...
Question 245: While performing an audit of the human resources department,...
Question 246: The internal audit activity's primary responsibility in a re...
Question 247: An auditor is using an internal control questionnaire as par...
Question 248: A performance audit engagement typically involves:...
Question 249: An auditor plans to analyze customer satisfaction, including...
Question 250: What type of analysis is performed when an auditor tests for...
Question 251: A chief audit executive (CAE) has decided to add an engageme...
Question 252: During the development of a purchasing system, an auditor re...
Question 253: A manufacturer is under contract to produce and deliver a nu...
Question 254: An organization has recently incurred significant cost overr...
Question 255: An organization has a health and safety division that conduc...
Question 256: Which of the following actions are appropriate for the chief...
Question 257: An internal auditor is discussing an audit problem with an e...
Question 258: According to IIA guidance, which of the following are the mo...
Question 259: Which of the following is the correct ratio to use in calcul...
Question 260: Which of the following would be the least important reason f...
Question 261: What is the most important risk in determining the validity ...
Question 262: Which of the following is an advantage to using the question...
Question 263: As part of an operational audit of the shipping department, ...
Question 264: Given the scarcity of internal audit resources, a chief audi...
Question 265: Which of the following is used to identify and prioritize cr...
Question 266: Which of the following actions is related to the preliminary...
Question 267: A company's policy requires that all customers be treated in...
Question 268: If management expects 100 percent compliance with a procedur...
Question 269: A chief audit executive is preparing interview questions for...
Question 270: Due to the expanded role of internal audit in the organizati...
Question 271: Which of the following is a preventive control strategy agai...
Question 272: Which of the following would be an appropriate improvement t...
Question 273: Which of the following audit procedures is most suitable for...
Question 274: Which of the following types of sampling techniques should a...
Question 275: During an audit of a branch bank, an internal auditor learne...
Question 276: An auditor evaluating excessive product rejection rates shou...
Question 277: An internal auditor is conducting a review of the procuremen...
Question 278: When conducting a performance appraisal of an internal audit...
Question 279: Which of the following is least likely to help ensure that r...
Question 280: An audit of a Web-based third-party payment processor determ...
Question 281: During a payroll audit of a large organization, an internal ...
Question 282: A governmental auditor was assigned to determine reasons why...
Question 283: When interviewing an individual in relation to a fraud inves...
Question 284: During an interview with a manager in a company's claims dep...
Question 285: While developing a risk based audit plan, which of the follo...
Question 286: Which of the following audit steps would be most effective t...
Question 287: According to the Standards, which of the following is an att...
Question 288: An internal auditor would most likely use attributes samplin...
Question 289: An internal auditor submitted a report containing recommenda...
Question 290: An airline contracted with an external service provider to p...
Question 291: The efficiency of internal audit operations is best enhanced...
Question 292: What is the most likely source of information for a detailed...
Question 293: A staff auditor, nearly finished with an audit engagement, d...
Question 294: Ordinarily, which of the following would not be an objective...
Question 295: Which of the following would most likely include recommendat...
Question 296: A chief audit executive (CAE) suspects that several employee...
Question 297: A draft internal audit report that cites deficient condition...
Question 298: When approving the final engagement report, which of the fol...
Question 299: In response to an accounts receivable confirmation, a custom...
Question 300: During an engagement the internal auditors reported that the...
Question 301: Which of the following is not a primary reason for outsourci...
Question 302: Which of the following factors would increase the confidence...
Question 303: Which of the following would constitute a violation of the I...
Question 304: Which of the following is an advantage of an interim report?...
Question 305: Which of the following is a justifiable reason for omitting ...
Question 306: Which of the following factors would the auditor in charge b...
Question 307: A major insurance company provides a discount on automobile ...
Question 308: Which of the following would not include recommendations for...
Question 309: An auditor is performing a review of a complex process to id...
Question 310: Which of the following would provide the greatest assurance ...
Question 311: Insurance companies often receive electronic hospitalization...
Question 312: According to the International Professional Practices Framew...
Question 313: Confirmation would be most effective in addressing the exist...
Question 314: An audit of management's quality program includes testing th...
Question 315: According to the Standards, which of the following is applic...
Question 316: The chief audit executive (CAE) of a multinational entity wi...
Question 317: After finalizing an assurance engagement concerning safety o...
Question 318: An internal auditor notes that employees continue to violate...
Question 319: When forming an opinion on the adequacy of management's syst...
Question 320: Which of the following data sources would provide the least ...
Question 321: Which role is not considered a change agent when an organiza...
Question 322: Given the scarcity of internal audit resources, a chief audi...
Question 323: An internal auditor has been assigned to perform a quality a...
Question 324: In response to an audit finding, senior management informed ...
Question 325: Which of the following is the most common method management ...
Question 326: An audit of an organization's claims department determined t...
Question 327: Which of the following would provide the best evidence of co...
Question 328: During an assurance engagement, an internal auditor noted th...
Question 329: The board has asked the internal audit activity (IAA) to be ...
Question 330: Which of the following is not a direct benefit of control se...
Question 331: Which of the following best describes the most important cri...
Question 332: Which of the following situations justifies the release of a...
Question 333: When determining the nature, timing, and extent of follow up...
Question 334: If observed during fieldwork by an internal auditor, which o...
Question 335: When planning an audit engagement, what should an internal a...
Question 336: Which of the following would provide the best audit evidence...
Question 337: Audit supervision includes approval of the engagement report...
Question 338: An internal auditor for a large telecommunications organizat...
Question 339: Which of the following files, when compared with billing rec...
Question 340: An internal audit manager is supervising an engagement. A se...
Question 341: According to IIA guidance, which of the following activities...
Question 342: An organization has acquired a new line of business. None of...
Question 343: Which of the following best describes the primary concern of...
Question 344: Which of the following best defines an engagement conclusion...
Question 345: Which of the following is the most important concept to be i...
Question 346: Which of the following behaviors could represent a significa...
Question 347: Which of the following is the most appropriate step for the ...
Question 348: Which of the following is true regarding roles and responsib...
Question 349: Persuasive evidence indicates that a member of senior manage...
Question 350: If participants in a control self-assessment workshop begin ...
Question 351: Which of the following procedures would provide the best evi...
Question 352: During the quarterly review of the internal audit activity's...
Question 353: An auditor decides to perform an inventory turnover analysis...
Question 354: According to the Standards, which of the following control s...
Question 355: An internal auditor is reviewing purchases made through the ...
Question 356: An audit of an organization's fulfillment department discove...
Question 357: Which of the following statements is true regarding the comm...
Question 358: Which of the following statements describes an engagement pl...
Question 359: Which of the following events would most likely cause the ch...
Question 360: After completing a net present value (NPV) calculation on a ...
Question 361: Which of the following processes real-transaction data throu...
Question 362: The internal auditor of a bank has developed a multiple regr...
Question 363: Which of the following documents should the chief audit exec...
Question 364: Which of the following data collection strategies systematic...
Question 365: Which of the following is not relevant when developing recom...
Question 366: According to IIA guidance, which of the following actions mi...
Question 367: An auditor-in-charge is preparing her audit team for a consu...
Question 368: The internal auditor's opinion in terms of due professional ...
Question 369: Which of the following would have the least significance in ...
Question 370: If an auditor expects to find numerous discrepancies between...
Question 371: According to the International Professional Practices Framew...
Question 372: Under what circumstances would internal audit not become inv...
Question 373: Which of the following is not a primary purpose for conducti...
Question 374: It is close to the fiscal year end for a government agency, ...
Question 375: Which of the following is least likely to vary when conducti...
Question 376: Which of the following would be an appropriate role of the i...
Question 377: Management requested the chief audit executive (CAE) to incl...
Question 378: According to IIA guidance, which of the following accurately...
Question 379: What decision-making approach should a facilitator initiate ...
Question 380: An audit department has received anonymous information that ...
Question 381: Which of the following is a red flag associated with fictiti...
Question 382: Which of the following, if observed, would not indicate the ...
Question 383: Many questionnaires are made up of a series of different que...
Question 384: According to the Standards, which of the following would lea...
Question 385: When establishing a quality assurance and improvement progra...
Question 386: A manufacturing organization is considering a merger with a ...
Question 387: Why should internal auditors develop a strong relationship w...
Question 388: According to IIA guidance, which of the following is true ab...
Question 389: While investigating a compromised Web server, an auditor fou...
Question 390: Which of the following would be a red flag that indicates th...
Question 391: The chief audit executive (CAE) is adding a new audit positi...
Question 392: The most effective way for internal auditors to enhance the ...
Question 393: The internal auditor is asked to conduct an investigation in...
Question 394: An internal auditor is planning an assurance engagement. The...
Question 395: A chief audit executive has noticed that staff auditors are ...
Question 396: An organization contracted a third party to construct a new ...
Question 397: After becoming aware of control weaknesses indicating that a...
Question 398: Which of the following situations would best support the dec...
Question 399: An internal auditor was assigned to conduct an inventory con...
Question 400: If an auditor used nonstatistical sampling instead of statis...
Question 401: A bakery chain has a statistical model that can be used to p...
Question 402: A post-audit questionnaire sent to audit clients is an effec...
Question 403: Which of the following is the primary purpose of financial s...
Question 404: An audit identified a number of weaknesses in the configurat...
Question 405: Which of the following is the first step in the process wher...
Question 406: The internal audit activity can be involved with systems dev...
Question 407: According to IIA guidance, which of the following is least l...
Question 408: Controls are implemented to:
Question 409: According to IIA guidance, which of the following are potent...
Question 410: What does the following scatter gram suggest?...
Question 411: An internal auditor is assessing the organization's risk man...
Question 412: A retail sales company has discontinued a product that norma...
Question 413: According to IIA guidance, which of the following is true wh...
Question 414: After completing a fraud investigation but before publishing...
Question 415: The chief audit executive (CAE) notes that management has ad...
Question 416: The chief audit executive's responsibility regarding control...
Question 417: Which of the following actions by management would reduce an...
Question 418: Which of the following conditions should a chief audit execu...
Question 419: In which of the following situations would it be most approp...
Question 420: Due to a recent system upgrade, an audit is planned to test ...
Question 421: According to IIA guidance, which of the following strategies...
Question 422: Reviewing internal audit report drafts with clients is: 1. R...
Question 423: An internal auditor compares real-time gasoline production d...
Question 424: Which of the following is a preventive control for fraud?...
Question 425: During a consulting engagement, an internal auditor identifi...
Question 426: According to the International Professional Practices Framew...
Question 427: The most effective procedure to verify compliance with a req...
Question 428: Which of the following statements regarding the use of exter...
Question 429: According to IIA guidance, which of the following should be ...
Question 430: As part of an operational audit, an auditor compared records...
Question 431: Which of the following factors would not be considered in de...
Question 432: While reviewing the draft report of an audit engagement, the...
Question 433: During an engagement, an internal auditor discovered that an...
Question 434: Which of the following would most likely contribute to discr...
Question 435: A limitation of using ratio analysis in an audit engagement ...
Question 436: Inadequate risk assessment would have the strongest negative...
Question 437: After issuance of the engagement final communication for an ...
Question 438: Which of the following statements is true?...
Question 439: According to the Standards, which of the following is least ...
Question 440: An internal auditor is assigned to conduct an audit of secur...
Question 441: Because of an abundance of high priority requests from manag...
Question 442: Which of the following is a red flag associated with imprope...
Question 443: Which of the following factors should a chief audit executiv...
Question 444: Company A has a formal comprehensive corporate code of ethic...
Question 445: In advance of a preliminary survey, a chief audit executive ...
Question 446: Which of the following must an auditor establish in order to...
Question 447: New credit policies have been implemented in an automated or...
Question 448: Which of the following would be the least desirable criteria...
Question 449: Which of the following tasks would be considered unusual for...
Question 450: Which of the following situations might allow an employee to...
Question 451: Which of the following is the primary reason the chief audit...
Question 452: Which of the following is a responsibility of the internal a...
Question 453: According to IIA guidance, which of the following statements...
Question 454: Which of the following types of internal audit consulting en...
Question 455: Which of the following statements is true?...
Question 456: Which of the following best illustrates the primary focus of...
Question 457: The chief audit executive (CAE) decided that based on manage...
Question 458: During an assurance engagement, an internal auditor discover...
Question 459: A code of business conduct should include which of the follo...
Question 460: An internal auditor is conducting a financial audit. Which o...
Question 461: An auditor for a major retail company suspects that inventor...
Question 462: Which of the following is not a reason for an internal audit...
Question 463: Which of the following statements is false regarding roles a...
Question 464: Which of the following would not be characteristic of contro...
Question 465: When developing the scope of an audit engagement, which of t...
Question 466: An internal auditor wants to determine whether employees are...
Question 467: During an audit of the accounts receivable (AR) process, an ...
Question 468: The chief executive officer has requested that the chief aud...