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Question 89/100

The following portion of the test includes several Case Studies. Each Case Study includes introductory information about a specific company or audit situation, followed immediately by a set of questions related to the situation described and various audit-related documents, identified by company name.
All of the audit-related documents for these Case Studies are presented in a separate booklet labeled:
CONFIDENTIAL
Audit Documents
These documents were drawn from actual companies and are designed to be examples of genuine audit materials. Their format and contents have not been altered, and they are intended to represent working documents from everyday situations.
Although the documents for the Case Studies are presented separately, the test will be scored as a whole, on a total of 150 questions. You may go back and check your work on any part of the examination until time is called at the end of the testing period.
Two auditors are conducting an internal audit of the Quality Electronics and Elements Co. (QEE) system procedures. During the first day of the audit, the following observations were made.
An outbound carton with obvious damage was examined by the auditor on the shipping dock.

A shipment of six (6) boxes to Allied Supply was returned because the customer-required certifications

did not accompany the product.
Unsigned product verification documents were found on stored products.

Of three (3) cartons found in the accepted materials station, only two of the cartons had labels

indicating their contents. When the auditor pointed this out, a customer service representative immediately affixed the proper label to the one unlabeled carton.
The auditor also found that "Accepted Material Traveler Cards" were not attached to any of the cartons

in the accepted materials station.
The auditor's finding on products without "Accepted Material Traveler Cards" should be written against which of the following departments?

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Question List (100q)
1 commentQuestion 1: Quality auditors help companies improve their processes, pro...
Question 2: Quality system audits are directed at evaluating the...
Question 3: The main function of an audit checklist is to...
Question 4: Which of the following conclusions can be made by an auditor...
Question 5: Within most organizations, the responsibility for planning a...
Question 6: Partitioning or segmenting an audit is a useful way to...
Question 7: Audit team members are responsible for which two of the foll...
Question 8: The following portion of the test includes several Case Stud...
Question 9: The accuracy of quality audit documentation is especially im...
Question 10: An internal audit schedule should be prioritized on the basi...
Question 11: Management can best ensure support for the audit function fr...
Question 12: An audit report should contain which of the following?...
Question 13: A root cause of a nonconformance is defined as a problem tha...
2 commentQuestion 14: Which of the following audit strategies is a common techniqu...
1 commentQuestion 15: An auditor is performing an audit of a drilling machine that...
2 commentQuestion 16: An auditee's procedures require that all design drawings be ...
Question 17: Which of the following types of data is likely to be most re...
Question 18: If the audit escort for one area is repeatedly late or unava...
Question 19: Which of the following authorities initially determines whet...
Question 20: To determine whether a finding is a minor, isolated incident...
Question 21: The most important objective in the development of a supplie...
Question 22: Sampling procedures used in audits are designed to...
Question 23: (Exhibit) The process information shown in the graph above i...
Question 24: Management of an internal audit program should consider all ...
Question 25: An auditor finds deficiencies in the order entry, purchasing...
Question 26: During the closing meeting, what is the advantage of having ...
Question 27: The following portion of the test includes several Case Stud...
Question 28: The following portion of the test includes several Case Stud...
Question 29: Which of the following statistics would best describe the ce...
Question 30: A quality audit contributes to improvement of the quality of...
Question 31: Generally, which of the following is the most meaningful way...
Question 32: Which of the following is an audit reporting technique for p...
Question 33: Which of the following is NOT an acceptable method of verify...
Question 34: Who is responsible for preparing the corrective action plan?...
Question 35: Which of the following factors related to scheduling would m...
Question 36: An auditee has responded to all requests for corrective acti...
Question 37: During an audit, the best way to determine whether an audite...
Question 38: A cause and effect diagram is a useful tool for doing which ...
Question 39: Who makes the final determination regarding the distribution...
Question 40: "What are your defined responsibilities in the calibration l...
Question 41: The best way to communicate audit results to upper managemen...
Question 42: During an audit interview, the auditee is not providing need...
Question 43: An auditee who objects to any part of an audit plan should f...
Question 44: An auditee is likely to be most threatened by an auditor's u...
Question 45: Which of the following is a benefit of performing a systems ...
Question 46: Which of the following is the best method for determining th...
Question 47: Which of the following behaviors is LEAST important for an a...
Question 48: Which of the following best describes a frequency distributi...
Question 49: What action should an auditor take if an auditee responds to...
Question 50: A root cause analysis can best be described as a process tha...
Question 51: In quality auditing, a finding is defined as...
Question 52: Which of the following is the greatest benefit of an interna...
Question 53: Which of the following requests by an auditor is likely to o...
Question 54: Recognizing the need for a follow-up audit is the responsibi...
Question 55: Which of the following is the most fundamental role of the a...
1 commentQuestion 56: Audits are conducted against a performance standard to ensur...
Question 57: During the opening meeting, it is the auditee's responsibili...
Question 58: As the last step before distributing an audit plan, an audit...
Question 59: Which of the following is an example of a short-term correct...
Question 60: When an internal audit program is being formulated, the audi...
Question 61: Which of the following is the most useful graphical tool for...
Question 62: While performing an internal audit, an auditor notices that ...
Question 63: Which of the following methods can an audit program manager ...
Question 64: During an audit, the client learns that the auditor has rece...
Question 65: Which two of the following conditions must be met in order t...
Question 66: Auditors can use flowcharts in their work in order to...
Question 67: Which of the following is most likely to request an audit?...
Question 68: Which of the following represents a sound time-management te...
Question 69: The main purpose for conducting an opening meeting for an au...
Question 70: Auditors who audit outside their own country should be famil...
Question 71: Measures of which of the following provide attributes data?...
Question 72: After an external audit, the auditee may be asked to evaluat...
Question 73: The fraction of nonconforming products is plotted on which o...
Question 74: When a proposed corrective action plan is judged unacceptabl...
Question 75: The auditor has the most independence from the auditee in wh...
Question 76: Communication by telephone is likely to be most effective wh...
Question 77: When lower-tier documents are compared to higher-tier docume...
Question 78: During the closing meeting, the lead auditor should do which...
Question 79: The confidence level in a sampling plan is defined as the...
Question 80: Which of the following qualifications would contribute most ...
Question 81: Auditor independence includes freedom from which of the foll...
Question 82: The objective evidence supporting an audit observation must ...
Question 83: During the course of a 10-day system audit, when should the ...
Question 84: Managing the quality audit process includes ensuring that wh...
Question 85: When should audit checklists be prepared?...
Question 86: A quality audit observation is defined as...
Question 87: An audit schedule is an integral part of which of the follow...
Question 88: The type of chart that presents the value of items in descen...
Question 89: The following portion of the test includes several Case Stud...
Question 90: For third-party audits, which two of the following factors s...
Question 91: An audit trail is necessary in order to...
Question 92: Typically, which two of the following are more important to ...
Question 93: When is it acceptable to grant an extension of the time fram...
Question 94: During a supplier audit, all of the following documentation ...
Question 95: Which of the following indicates that a quality system is ef...
Question 96: The following portion of the test includes several Case Stud...
Question 97: Which of the following types of tools or techniques is consi...
Question 98: An auditee responds to a corrective action request by statin...
Question 99: Which of the following would NOT normally be used as a major...
Question 100: Which of the following is most important for an auditor to c...