CAMS Exam Dumps | Which factor should a bank consider before sharing information about a customer with its broker-dealer

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Question 221/304

Which factor should a bank consider before sharing information about a customer with its broker-dealer affiliate in the case of an investigation?

A. Whether the broker-dealer affiliate can rely on the due diligence done by the bank

B. Whether there is a mutual legal assistance treaty in place between the two institutions

C. Whether privacy and data protection rules permit the bank to share the information with the affiliate

D. Whether both institutions have an account or are in the process of opening an account for the customer

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