CAMS Exam Dumps | A potential client calls a broker-dealer wishing to purchase securities. The client does not appear to

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Question 194/263

A potential client calls a broker-dealer wishing to purchase securities. The client does not appear to be concerned with any fees associated with the account or price of the securities. Further information provided by the potential client indicates the individual may have relatives working for a company in which the potential client wants to invest. Which type of activity is the potential client attempting to commit?

A. Transfer of value to relatives

B. Usage as a deposit account

C. Usage of insider information

D. Transfer funds to a third-party

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Question 194/263

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