Valid CAMS-FCI Dumps shared by ExamDiscuss.com for Helping Passing CAMS-FCI Exam! ExamDiscuss.com now offer the newest CAMS-FCI exam dumps, the ExamDiscuss.com CAMS-FCI exam questions have been updated and answers have been corrected get the newest ExamDiscuss.com CAMS-FCI dumps with Test Engine here:
A new customer has just been onboarded in a securities firm. After a few weeks, there are unusual trading patterns that are being flagged. Which pattern is most concerning to the compliance officer?
Correct Answer: D
Explanation The most concerning trading pattern for a compliance officer when a new customer has been onboarded in a securities firm is the customer accumulating securities of a low volume counter in small increments on a weekly basis. This type of behavior could indicate that the customer is attempting to obscure their identity or the true purpose of their trading activity, which can be indicative of money laundering or other suspicious activity. (CAMS Manual, 6th Edition, Page 170).
