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Exam Code:	SOFQ
Exam Name:	Securities Operations Foundation Qualification (SOFQ)
Certification Provider:	ICMA
Free Question Number:	17
Version:	v2021-04-16
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# of views:	637
# of Questions views:	3302
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Exam Question List: Question 1: The following are examples of money market instruments:...; Question 2: FTM Levy is charged:; Question 3: The US regulator 'SEC stands for:...; Question 4: A bond whose coupon rate increases at pre-specified dates an...; Question 5: The 'settlement cycle' within a securities market refers to ...; Question 6: The type of organisation that provides securities underwriti...; Question 7: DTC - the central securities depository for US equities is t...; Question 8: The integrity of internal books & records for securities...; Question 9: Within internal books and records, the recording of the trad...; Question 10: The date on which a securities trade is intended to settle i...; Question 11: The type of organisation that specializes in deposit-taking ...; Question 12: The ISIN stands for:; Question 13: The price of a bond trade which excludes accrued interest is...; Question 14: The number of days of accrued interest, and the cash value o...; Question 15: A 'put' option on a bond allows:...; Question 16: IPO' stands for:; Question 17: A firm executing a securities trade in the capacity of agenc...

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