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Question 46/150

According to IIA guidance, which of the following actions by a new chief audit executive would be most appropriate to gain an understanding of the current level of knowledge, skills, and competencies required by an internal audit activity to fulfill its responsibilities?

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Question List (150q)
1 commentQuestion 1: The manager of the payroll department requested a review of ...
Question 2: Which of the following is true regarding the use of a formal...
Question 3: Which of the following statements is true regarding the inte...
Question 4: In an assurance engagement focused on the adequacy of organi...
Question 5: Which of the following is an example of an entity-level cont...
Question 6: Which of the following written documents typically offers th...
Question 7: Which of the following statements is the most appropriate fo...
Question 8: Which of the following statements is true regarding internal...
Question 9: According to ISO 31000, which of the following statements is...
Question 10: An internal auditor is finalizing an audit report on the eff...
Question 11: Which of the following processes does the board manage to en...
Question 12: Which of the following best describes a purpose for the inte...
Question 13: Due to the increased operational responsibility of the CEO t...
Question 14: Which competency is required of all staff internal auditors ...
Question 15: Which type of engagement requires that the client agrees wit...
Question 16: During an audit of company expenses, the internal auditor pe...
Question 17: A chief audit executive assigned an internal auditor to perf...
Question 18: Which of the following is a consulting service the internal ...
Question 19: According to MA guidance, which of the following is the most...
Question 20: In which of the following situations would the organizationa...
Question 21: Which of the following is an example of risk monitoring to e...
Question 22: According to the Standards, which of the following demonstra...
Question 23: Which of the following is most likely to be considered a con...
Question 24: According to IIA guidance, which of the following best descr...
Question 25: Which of the following statements relating to risk managemen...
Question 26: Which of the following actions should the internal audit act...
Question 27: In its five years of existence, an internal audit activity c...
Question 28: Which of the following is an advantage of using nongovernmen...
Question 29: During the audit of taxation processes in the organization i...
Question 30: To assure that the technical proficiency of internal auditor...
Question 31: Which of the following would the chief audit executive be re...
Question 32: Which of the following statements is true regarding corporat...
Question 33: Which of the following statements is most accurate with resp...
Question 34: Who is responsible for ensuring internal auditors' continuin...
Question 35: The internal audit activity was asked to conduct an investig...
Question 36: Which of the following is an example of a directive control?...
Question 37: Which of the following factors is most important for interna...
Question 38: Which of the following is an example of a risk reduction str...
Question 39: To achieve conformance with the Standards, the chief audit e...
Question 40: Which of the following is the best example of a risk appetit...
Question 41: An internal auditor performed a consulting engagement last y...
Question 42: According to IIA guidance, which of the following is true of...
Question 43: Which of the following statements is most likely to be true ...
Question 44: Which principle of the HA Code of Ethics focuses on continui...
Question 45: Which of the following statements best demonstrates applicat...
Question 46: According to IIA guidance, which of the following actions by...
Question 47: Which of the following documents would promote objectivity w...
Question 48: In which of the following audits would the internal auditors...
Question 49: According to NA guidance, which of the following is true reg...
Question 50: Which of the following statements best describes internal au...
Question 51: In which of the following scenarios would the chief audit ex...
Question 52: Which of the following statements is true regarding the inde...
Question 53: Which of the following best describes the Standards requirem...
Question 54: Which of the following skills is most important for an inter...
Question 55: An internal auditor was offered expensive tickets to a sport...
Question 56: Which of the following best describes the internal audit act...
Question 57: A chief audit executive (CAE) was asked by senior management...
Question 58: In a small organization, management is unable to achieve ade...
Question 59: A multinational organization has asked the internal audit ac...
Question 60: Which of the following is a true statement regarding control...
Question 61: The internal audit activity audited an organization's risk m...
Question 62: Which of the following is the best way for an internal audit...
Question 63: Which of the following would be considered an indicator that...
Question 64: Which of the following statements is true regarding control ...
Question 65: Which of the following statements is true regarding manageme...
Question 66: An internal audit of an organization's disbursement departme...
Question 67: Which of the following disclosures must the chief audit exec...
Question 68: According to IIA guidance, which of the following activities...
Question 69: Management has implemented a segregation-of-duties policy fo...
Question 70: An accounts payable clerk has recently transferred Into the ...
Question 71: If an internal auditor suspects fraud during an engagement w...
Question 72: Which of the following best describes a responsibility of th...
Question 73: The chief audit executive (CAE) has assigned an internal aud...
Question 74: Which of the following would be a red flag for potential iss...
Question 75: Which of the following internal control components has COSO ...
Question 76: An internal auditor is providing consulting services on an a...
Question 77: Which of the following statements is correct regarding discl...
Question 78: During a complex financial compliance engagement, a senior i...
Question 79: Which of the following would be considered a monitoring acti...
Question 80: Which of the following is the primary engagement responsibil...
Question 81: According to MA guidance, which of the following gives the i...
Question 82: An automobile manufacturer will become one of the first in t...
Question 83: Which of the following best describes the type of organizati...
Question 84: An organization's fraud policies and procedures dictate that...
Question 85: Which of the following statements is true with regard to ser...
Question 86: According to The IIA's Code of Ethics, which of the followin...
Question 87: Which of the following would be considered a violation of Th...
Question 88: Which of the following would be the best choice for a contin...
Question 89: An internal audit activity is using the auditing-by-element ...
Question 90: According to NA guidance, which of the following practices b...
Question 91: Applying ISO 31000, which of the following is part of the ex...
Question 92: According to IIA guidance, which of the following is the pri...
Question 93: Which of the following describes a primary responsibility fo...
Question 94: Which of the following best demonstrates conformance with th...
Question 95: In which of the following scenarios would it be appropriate ...
Question 96: As a result of a high-profile processing error, respective b...
Question 97: An organization's board recommends revising the internal aud...
Question 98: Which of the following must be in existence as a preconditio...
Question 99: According to NA guidance, which of the following actions by ...
Question 100: Which of the following is the best example of an ongoing ind...
Question 101: Which of the following is an example of a risk avoidance str...
Question 102: To encourage internal audit objectivity, which of the follow...
Question 103: Which of the following is the most appropriate way to ensure...
Question 104: During the closing meeting of a procurement audit, the busin...
Question 105: Which of the following is an example of an impairment to an ...
Question 106: Which of the following is true about a system of internal co...
Question 107: Which of the following situations undermines the independenc...
Question 108: A third-party provider's questionable labor practices have e...
Question 109: An internal auditor is assessing fraud risks and creating a ...
Question 110: Which of the following would be the most suitable internal c...
Question 111: An organization's operations management is aware of existing...
Question 112: According to MA guidance, which of the following best descri...
Question 113: At a conference, an interna! auditor presented a new compute...
Question 114: Which of the following scenarios best demonstrates the appli...
Question 115: The internal audit activity is undergoing a self-assessment ...
Question 116: Who is held responsible for oversight of the organization's ...
Question 117: At what point in time can an organization conclude that the ...
Question 118: An engagement supervisor noted that an internal auditor's pe...
Question 119: Operational management in the IT department has developed ke...
Question 120: While conducting an engagement in the procurement department...
Question 121: Which of the following should be implemented to promote inde...
Question 122: A newly appointed chief audit executive (CAE) started analyz...
Question 123: According to the Standards, which of the following is a requ...
Question 124: An internal audit activity includes in its audit reports the...
Question 125: According to NA guidance which of the following should be do...
Question 126: Management would like to self-assess the overall effectivene...
Question 127: In the COSO internal control framework, which of the followi...
Question 128: Which of the following statements would typically be include...
Question 129: An organization's senior management team is awarding substan...
Question 130: Which of the following statements best describes how the int...
Question 131: Which of the following is considered to be a threat to the i...
Question 132: An internal audit activity maintains a quality assurance and...
Question 133: According to IIA guidance, which of the following statements...
Question 134: An internal auditor has completed an assurance engagement Wh...
Question 135: Which of the following types of policies best helps promote ...
Question 136: Which of the following situations presents the lowest risk o...
Question 137: The internal audit activity is performing an assessment of a...
Question 138: Which of the following is most accurate concerning corporate...
Question 139: Which of the following activities best demonstrates an inter...
Question 140: Which of the following scenarios would most significantly re...
Question 141: Which of the following would be considered advanced expertis...
Question 142: During an assurance engagement, an internal auditor uses ben...
Question 143: Which of the following statements best describes the differe...
Question 144: Which of the following best demonstrates the authority of th...
Question 145: According to IIA guidance, which of the following actions is...
Question 146: According to MA guidance, which of the following statements ...
Question 147: Which of the following is true for consulting engagements'?...
Question 148: A newly hired internal auditor is performing an engagement t...
Question 149: Which of the following statements is true regarding control ...
Question 150: An internal auditor observed that sales staff are able to mo...