CFA-Level-I Exam Dumps | Lindy Pok is an analyst at a Brokerage house. Lindy is in the process of writing a research report on

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Question 185/525

Lindy Pok is an analyst at a Brokerage house. Lindy is in the process of writing a research report on
GHL. Which of the following situations represent a conflict of interest in terms of the Standards of
Professional conduct?
I). Lindy does part-time work for GHL.
II). Lindy's husband holds 10% of the equity of GHL.
III). Lindy's firm has a large financial interest in GHL.
IV). Lindy's mother supplies flowers to GHL for their special occasions.

A. II and III only.

B. I, II and III only.

C. II, III and IV only.

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II). decreas...; Question 448: The law of demand is simply a reflection of...; Question 449: The difference between economic profit and accounting profit...; Question 450: Is it possible that a project has a payback period of one ye...; Question 451: According to the code of ethics, members of CFA Institute sh...; Question 452: When individuals evaluate their portfolios they should evalu...; Question 453: Which of the following statements is not true of forward con...; Question 454: A major disadvantage of relying solely on the comparative sa...; Question 455: When a deferred tax liability reverses, it leads to...; Question 456: In accounting for a lease transaction classified as a capita...; Question 457: Lower of cost or market rule can be applied directly to:...; Question 458: What is the best way to avoid data-snooping bias?...; Question 459: Which of the following is NOT a reason for sampling the popu...; Question 460: Which of the following bonds is likely to command the HIGHES...; Question 461: A beginning amount of $75,000 is invested in a money market ...; Question 462: According to SAS 99, which of the following is least likely ...; Question 463: An analyst has gathered the following information about a co...; Question 464: Which of the following is most appropriate? A firm can claim...; Question 465: If you observe that number of building permits has increased...; Question 466: Which of the following is incorrect?...; Question 467: A firm should accept a project if _________, according to th...; Question 468: This year, Flower Buds expects to pay a dividend of $0.60 pe...; Question 469: Elizabeth Savoca estimated that for every 1% increase in tui...; Question 470: The Z-spread is different from the nominal spread because...; Question 471: Which of the following statements is (are) true with respect...; Question 472: A mayor of a big city is interested in knowing the fate of t...; Question 473: The required return of a 5-5/8% coupon, semi-annual payment ...; Question 474: Branded pharmaceuticals industry is a(n) ______ industry....; Question 475: If a product is a Veblen good:; Question 476: To estimate the average length of their employee's telephone...; Question 477: Assume a company's beginning shareholders' equity is $200 mi...; Question 478: A put option has a strike of $100, its premium is $7, and th...; Question 479: On January 1, a business exchanged a plant asset with a book...; Question 480: The civilian population (age 16 and over) of country A is 10...; Question 481: Which of the following industries is/are most likely to be r...; Question 482: ABC Corp. is considering the following mutually exclusive pr...; Question 483: Big Toys, Inc. has a 34 day inventory period and a 23 day re...; Question 484: An investor invested $10,000 in an open-end mutual fund 90 d...; Question 485: The Allen Corporation had 100,000 shares of common stock out...; Question 486: Empirical probability is:; Question 487: If an inflation is caused by a demand shock, raising interes...; Question 488: An options investor longs one index put option on the Standa...; Question 489: Choose the correct statement.; Question 490: _______ financing is capital provided for a company that exp...; Question 491: An uptrend is when a security makes ____ lows and _____ high...; Question 492: Asset-based valuations don't work well for companies with: I...; Question 493: Which of the following statements is not correct?...; Question 494: Which of the following items would have a tax consequence fo...; Question 495: There are 1,000 identical firms in a purely competitive indu...; Question 496: Average fixed cost; Question 497: The journal entry to record the sale or disposition of a dep...; Question 498: An un-weighted, or equally-weighted, price index would be be...; Question 499: Buying securities on margin means that an investor:...; Question 500: Seabreeze Mortgage Securities has mortgage backed securities...; Question 501: If you are a bondholder for a firm, which of the following r...; Question 502: The state lottery you just won will make annual payments of ...; Question 503: The quantity of real money that people plan to hold depends ...; Question 504: If a company estimates that its expected return on pension p...; Question 505: Which of the following statement(s) is/are false? 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