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Jamie Smith works for AMC Brokerage. He is in the process of releasing a research report on an advertising company called PLW. He recommends that his clients buy the share. Which of the following statements is not likely to result in a conflict or possible conflict situation?
Correct Answer: B
A member must disclose all his interests and possible conflicts to his clients and prospective clients. This would include: Material share ownership. * Market making activities. * Corporate finance relationships. * Directorships. * Jamie's mother will be included with her large shareholding as this could lead to a possible conflict. The fact that Jamie plays soccer with the Marketing Director of PLW once a month is unlikely to result in a conflict of interest situation.